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Top 20 Compliance Solution Providers 2022

The Digital Transformation of Compliance
Every year, new directives and regulations are adding complexity to compliance operations across all industries. Navigating the rapidly evolving regulatory landscape is rather challenging for contemporary business owners, which is why advanced alternative approaches to compliance management are becoming essential to retain a competitive advantage.

At this juncture, ICON Outlook Magazine has developed this special edition on Compliance Solution Provides to help businesses lead the way to align with the changing regulatory requirements. The insights included are crafted to help businesses like you move with the waves.

 

The complexity of trading risk is constantly evolving as remote working environments become the norm. With employees no longer working under one roof, it’s more challenging to monitor their behaviors and conversations. Add to this an increased reliance on eComms and the ability to potentially evade traditional surveillance mechanisms, and you have a scenario in which abuse can proliferate.   

Regulators have taken notice and are taking action. The SEC’s “shadow trading” case shows that they are looking deeper and beyond the traditional definition of insider trading. In 2022, firms will need to monitor trading activity and eComms data more closely than ever.

The Financial Conduct Authority (FCA) has repeatedly stated that complete and accurate transaction reporting is critical under the UK’s Markets in Financial Instruments Regime (MiFIR). This reporting provides data the regulator uses as its principal source for detecting suspicious behavior. Research by ACA Group has identified that 97% of reports under UK MiFIR and the European Markets Infrastructure Regulation (EMIR) contain inaccuracies. But worryingly, 87% of firms are confident in the quality of reports submitted.

It is clear that firms need to take a closer look at the transaction reports submitted, as errors could not only lead to undetected market abuse or systemic risk, but also pose significant financial, reputational, and compliance risk for firms reporting inaccurately. To help businesses align with the trends, we present to you the “Top 20 Compliance Solution Providers 2022.”

360factors

Management: Carl McCauley

Designation: CEO

Headquarters: Austin, TX

Website: 360factors.com

360factors is a fintech company that provides enterprise risk and compliance software and solutions to banks and financial services companies to help them manage risk and ensure compliance effectively and efficiently.

Abacode

Management: Michael Ferris

Designation: Founder & CEO

Headquarters: Tampa, FL

Website: abacode.com

Abacode is fundamentally different from most Cybersecurity providers. They address company risk from a business strategy first and cyber-technologies second. This methodology ensures your technical and non-technical leadership are able to make unbiased strategic decisions that positively impact the entire organization. They provide companies with asingle trusted source for all cybersecurity and compliance products, solutions, and managed services.

Apptega

Management: Armistead Whitney

Designation: CEO

Headquarters: Atlanta, GA

Website: apptega.com

Apptega is helping companies of all sizes organize and manage their Cybersecurity Programs. With the help of Apptega, our customers are gaining control over the chaos and systematically driving their organizations towards a hardened cybersecurity posture to meet today's modern threats.

Atomicorp

Management: Michael Shinn

Designation: CEO

Headquarters: Santa Clara CL

Website: atomicorp.com

Atomicorp was founded in 2015 to solve the critical problem faced by the modern enterprise: Ie How do you ensure security and compliance when workloads are continuously deployed across multiple cloud and datacenter environments. We knew the only answer was a lightweight, devops-friendly platform that could automate a wide range of functional requirements. We also knew that OSSEC was the ideal foundation on which to build this solution.

Aware

Management: Jeff shumann

Designation: Cofounder & CEO

Headquarters: Colombus, OH

Website: awarehq.com

Aware is a cloud intelligence platform that adopts the latest advancements in cognitive computing, artificial intelligence, and behavioral analytics to amplify enterprise value by monitoring the social graph. They harness the power of their platform’s insights into human behavior and interactivity to create great value for the enterprise.

CFM Partners

Management: Beth Murphy

Designation: President & CEO

Headquarters: Washington, Columbia

Website: cfmpartners.com

CFM Partners is a Governance, Risk, and Compliance (GRC) technology and intelligence solution provider located in Washington, DC. They build practical, cloud-based, tools that help companies improve the performance of GRC-related issues.

Citicus

Management: Simon

Designation: Founder & Managing Director

Headquarters: London, EN

Website: citicus.com

Citicus Limited is a private company, formed in 2000 to develop and sell world-class security, risk, and compliance management software, plus supporting services. Citicus ONE - Their flagship software - equips customers to measure and manage information risk, supplier risk, and other areas of operational risk enterprise-wide. It can be installed in-house or accessed over the internet via one of their hosting services. A full range of support services is available.

Compliance.ai

Management: Asif Alam

Designation: CEO

Headquarters: San Francisco, CA

Website: compliance.ai

Compliance.ai’s mission is to transform the way highly regulated organizations address compliance risk, and to modernize the rule making process for both the regulators and the regulated entities. Our platform automates complex compliance processes and workflows to foster collaboration, transparency and trust across all stakeholders.

Comply Assistant

Management: Gerry Blass

Designation: President & CEO

Headquarters: Woodbridge, NJ

Website: complyassistant.com

ComplyAssistant offers Governance, Risk, and Compliance (GRC) software and service solutions to healthcare organizations of all sizes. ComplyAssistant was founded in 2002 to provide healthcare IT services with a major focus on strategic planning and information privacy and security. ComplyAssistant began to help numerous healthcare organizations understand how to manage and reduce risk; along with the implementation of policies and procedures and their HIPAA program.

Foregenix

Management: Andrew Henwood

Designation: CEO

Headquarters: Malborough, MA

Website: foregenix.com

"Foregenix prevents, protects, investigates, and solves serious cyber threats for large enterprises, banks, card brands, government agencies, charities, and SMEs all around the globe. The company's goal is to lead the fight against these threats and create a safer cyber world. Foregenix develops innovative and effective technologies and methodologies, leveraging over a decade’s worth of experience in the payment industry."

Gan Integrity

Management: Nicholas Manolis

Designation: CEO

Headquarters: NewYork, US

Website: ganintegrity.com

GAN Integrity is a provider of a completely integrated compliance solution for global businesses. GAN Integrity’s all-in-one platform for compliance teams is the first of its kind, connecting all aspects of a corporate compliance program into a single, cloud-based solution. Today, many of the world's leading brands trust GAN’s innovative software to help them better manage compliance.

Laika

Management: Tomas Jasovsky

Designation: Founder & CEO

Headquarters: NewYork, US

Website: heylaika.com

Laika offers a complete, end-to-end compliance experience. Our Compliance as-a-Service solution takes customers from onboarding through audit and beyond with the most efficient path to compliance with SOC 2, ISO 27001, GDPR, PCI, HIPAA, and other data security and privacy frameworks. We help our customers solve their immediate compliance needs while building a continuous compliance program that scales effortlessly with their organization.

QRA Corp

Management: Jordan Kyriakidis

Designation: Cofounder & CEO

Headquarters: Halifax, NS

Website: qracorp.com

QRA works with global organizations to automate the quality and consistency of engineering requirements. Their software tool QVscribe enables teams to identify risks, errors, and ambiguities before they manifest into late-stage rework, cost overruns, and recalls.

RegEd

Management: John M. Schobel

Designation: CEO

Headquarters: Morrisville, NC

Website: reged.com

RegEd provides Compliance Education and Training, Compliance and Risk Management and Licensing and Registration solutions and services. With more than 400 enterprise clients, RegEd's solutions enable financial services firms to efficiently comply with state, federal, FINRA and other regulations impacting broker-dealers, insurance companies andinsurance brokers.

RegScale

Management: Anil Karmel

Designation: Cofounder & CEO

Headquarters: Mclean, VA

Website: regscale.com

RegScale's API-centric approach automates the collection, compilation, and reporting of data related to an organization's compliance obligations. This approach ensures that companies are continually compliant, reducing risk and cost while simultaneously increasing productivity. It also includes frameworks for industry-specific regulations for the energy and financial services industries, such as the North American Electric Reliability Corporation and critical infrastructure protection.

RIA in a Box

Management: Will Bressman

Designation: CEO

Headquarters: NewYork, US

Website: riainabox.com

RIA in a Box is a software as a service (“SaaS”) provider of compliance solutions to the registered investment adviser (“RIA”) industry. Approximately 2,000 RIAs of varying size across the US use the platform to increase compliance workflow efficiency. The Company also offers SaaS-based solutions such as CRM, billing and other operational tools.

Secureframe

Management: Shrav Mehta

Designation: Founder and CEO

Headquarters: SanFrancisco, CA

Website: secureframe.com

Secureframe is the leading platform for security compliance automation. Secureframe makes obtaining and maintaining the most rigorous global compliance standards, including SOC 2, ISO 27001, HIPAA, and PCI DSS, easy and effortless. With 100+ integrations to core services such as AWS, Google Cloud, Azure, Github, JAMF, and Okta, Secure frame automatically and continuously collects audit evidence, runs security awareness training, monitors infrastructure, and more.

Shield Compliance

Management: Noah Carey

Designation: Founder & Executive Chairman

Headquarters: Seattle, WA

Website: shieldbanking.com

Shield Compliance transforms the way cannabis banks and legal marijuana financial institutions manage risk, comply with regulations, and satisfy operational demands. By automating strict audit requirements, reducing the headaches of cash-heavy businesses, and offering customer-friendly tools, the company provides a more seamless business experience for banks, businesses, and end customers.

Simplifya

Management: Marion M

Designation: CEO

Headquarters: Denver, CO

Website: simplifya.com

Simplifya develops a cloud-based Software-as-a-service application for Web, mobile, and tablet use to help ensure the cannabis business is legally compliant. Its application enables users to verify and monitor licensee operations for compliance with state and local regulations; monitor their business’s compliance health; and add multiple users, locations, and licenses as their business grows. The company assists cannabis businesses, law firms, consultants, financial institutions, and regulatory agencies with monitoring licensee operations for compliance with state and local regulations

Zenwork

Management: Sanjeev K. Singh

Designation: Founder & CEO

Headquarters: zenwork.com

Website: vitruvisoftware.com

Zenwork is a fast-growing digital tax compliance and regulatory reporting company. Begun as TechAtlantis, and rebranded to Zenwork, our 10+ years of experience powers more than 150,000 businesses nationwide. Each year, we digitally process millions of informational returns and other compliance data. Their solutions are for anyone from the smallest businesses to the largest corporations.

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